AI for Financial Advisors & Wealth Managers - Skill.re

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AI for Financial Advisors & Wealth Managers

Strategic

166

learners

21

lessons

100-150 hours

duration

Lifetime

access

FREE

price

Level Aware Capable Proficient Strategic Visionary

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Agentic-AI WSPs Under FINRA Rule 3110 Reasonable Design

reading · M1 · 15 min

AI in M&A Compensation, Retention, and Post-Close Integration

reading · M2 · 15 min

AI Incident Response — Hallucination, Data Leak, Prompt Injection, Output Compromise

reading · M3 · 15 min

AI Productivity Metrics and the Practice ROI Dashboard

reading · M4 · 15 min

AI Readiness Audit for an Advisor Practice

reading · M5 · 15 min

AI Risk Register and Governance Committee for an Advisor Practice

reading · M6 · 15 min

AI Strategy Aligned to Practice Type — Solo, Ensemble, Multi-Custodian RIA, Wirehouse, OSJ

reading · M7 · 15 min

AI-Washing Risk Audit and Remediation

reading · M8 · 15 min

Cybersecurity Architecture for the Mid-Size RIA — Reg S-P, GLBA Safeguards, NY DFS Part 500

reading · M9 · 15 min

E&O Insurance, Cyber Insurance, and AI Coverage in 2026

reading · M10 · 15 min

How Buyers Value AI Maturity in 2026

reading · M11 · 15 min

Pre-Sale AI Audit and Buyer Diligence Pack

reading · M12 · 15 min

Principal Review of AI-Drafted Communications Under FINRA Rule 2210

reading · M13 · 15 min

Proof-of-Concept Pilot Design and TCO Analysis

reading · M14 · 15 min

State DOI, NAIC AI Model Bulletin, and Annuity-Suitability Layer

reading · M15 · 15 min

Testimonial, Third-Party Rating, ADV, and Performance Disclosure Strategy

reading · M16 · 15 min

The 90-Day Adoption Curve for Advisor AI and the Internal-Champion Pattern

reading · M17 · 15 min

The Advisor AI Vendor Scorecard With SOC 2 Type II Anchor

reading · M18 · 15 min

Three-Year AI Roadmap and Budget Anchors

reading · M19 · 15 min

Vendor Due Diligence Questionnaire — Reg S-P 30-Day Clock, GLBA Safeguards, NY DFS Part 500

reading · M20 · 15 min

Written Supervisory Procedures (WSPs) for GenAI Use

reading · M21 · 15 min

course provider

SK

Skill.re

Course provider

FREE ✓ Enroll → lifetime access · 21 lessons

about this course

The only 5-level AI certification built for RIA advisors, CFPs, wirehouse FAs, IARs, family office staff, paraplanners, hybrid advisors, OSJ supervisors, CCOs, and practice owners. Workflow-grounded in discovery meetings, IPS drafting, Roth conversions, RMDs, equity-comp exercise modeling, estate gap audits, Marketing Rule testimonial defenses, and the named-tool stack of 2026 (Jump, Zocks, Holistiplan, FP Alpha, Wealth.com, RightCapital, eMoney, MoneyGuidePro, Orion Eclipse, Wealthbox, Salesforce FSC, Smarsh, Global Relay).

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SKILL.RESTRATEGIC

PROFESSIONAL CERTIFICATION

IS HEREBY AWARDED TO

Your Name

AI FOR FINANCIAL ADVISORS & WEALTH MANAGERS

CERTCS-WEALTH-L4-••••-•••••

Issued Sep 15, 2026

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CSVERIFIED

STRATEGIC

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🎓 what you earn

The Strategic certificate

Finish AI for Financial Advisors & Wealth Managers and Skill.re issues you a real credential — carrying its own serial number, a scannable QR, and a link a recruiter can check in seconds.

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Complete 21 lessons Tick each one off as you go — the progress bar tracks the rest.
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✦ the details

Credential: Strategic certificate
Issued by: Skill.re
Verification: Serial + QR
Expires: Never
Cost: Included — free
Required: 21 lessons