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AI for Risk, Compliance & Audit
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26
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100-150 hours
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Advanced Critical Review
lesson · M1 · 15 min
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AI-Assisted Issue Spotting in Compliance and Audit Work
lesson · M2 · 15 min
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AI in Control Testing
lesson · M3 · 15 min
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Assessing Completeness, Accuracy, and Relevance of AI Outputs
reading · M4 · 15 min
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Case Studies
lesson · M5 · 15 min
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Chapter 1: AI in Risk Assessment and Issue Identification
reading · M6 · 15 min
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Chapter 2: AI-Supported Control Testing and Monitoring
reading · M7 · 15 min
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Chapter 3: Independent Review of AI Outputs
reading · M8 · 15 min
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Chapter 4: Building Defensible AI-Assisted Work Products
reading · M9 · 15 min
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Chapter 5: Escalation Judgment and Human Override
reading · M10 · 15 min
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Creating Audit Reports and Compliance Deliverables with AI Support
lesson · M11 · 15 min
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Documenting AI-Supported Risk Findings Defensibly
reading · M12 · 15 min
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Documenting Override Decisions and Rationale
reading · M13 · 15 min
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Escalation Protocols for AI-Related Concerns
lesson · M14 · 15 min
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Evaluating AI-Identified Risks
lesson · M15 · 15 min
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Human Override
lesson · M16 · 15 min
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Level 3: Independent Application
reading · M17 · 15 min
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Maintaining Professional Standards in AI-Assisted Output
lesson · M18 · 15 min
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Maintaining Testing Rigor with AI Assistance
lesson · M19 · 15 min
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Peer Review and Quality Assurance for AI-Assisted Work Products
lesson · M20 · 15 min
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Peer Review Protocols for AI-Assisted Audit Work
reading · M21 · 15 min
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Recognizing When AI Assistance Is Insufficient or Inappropriate
lesson · M22 · 15 min
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Statistical Sampling in AI-Supported Control Testing
reading · M23 · 15 min
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Using AI for Data Analysis in Audit and Compliance Testing
lesson · M24 · 15 min
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Using AI to Support Risk Identification and Analysis
lesson · M25 · 15 min
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What Makes an AI-Assisted Work Product Defensible
lesson · M26 · 15 min
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Apply AI within risk oversight, compliance operations, internal audit, and governance.

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26 lessons